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Committees

SIFMA’s unique strength is the deep engagement of our members on our committees. Through their work, we engage with policymakers and regulators through comment letters, testimony, research and more.

About

SIFMA’s committee structure includes 33 standing committees, 28 forums, 26 roundtables, and 5 councils. All are subject to SIFMA’s bylaws and Code of Ethics.

Board Subcommittees

Six subcommittees of the Board of Directors oversee SIFMA’s standing committee agendas and functions. Board members are either the chief executive officer of a SIFMA member firm, or a designee of such chief executive officer. These Board subcommittees review committee priorities with committee leadership, enhancing the Board’s engagement with priority setting and committee operations.

  • Asset Management Subcommittee
  • Capital Markets Subcommittee
  • Legal & Compliance Subcommittee
  • Operations & Technology Subcommittee
  • Private Client & Wealth Management Subcommittee
  • Prudential & Capital Subcommittee

Groups & Committees

SIFMA’s Asset Management Group (SIFMA AMG) brings the asset management community together to provide views on U.S. and global policy and to create industry best practices. See all committees

SIFMA’s Capital Markets committees advocate on legislation, regulation and business policy affecting domestic and global capital markets and member market participants. This includes market structure, rules, standards and conduct as well as product development and delivery to market. See all committees

SIFMA’s Government Relations & Communications committees advocate on legislation, regulation and business policy that underscores the industry’s role in supporting economic growth and investor protection. They also serve as an industry spokesperson to support advocacy goals and promote the industry and its priorities. See all committees

SIFMA’s Legal & Compliance committees advocate on legislation, regulation and business policy affecting compliance and governance. See all committees

SIFMA’s Operations & Technology committees provide industry leadership and coordination for market operations, business continuity planning and cybersecurity. See all committees

SIFMA’s Private Client & Wealth Management committees advocate on legislation, regulation and business policy that supports investor protection. See all committees

SIFMA’s Prudential & Capital committees advocate on legislation, regulation and business policy affecting enterprise functions including capital, prudential standards, financial reporting and tax policy. See all committees