August 08, 2008
SIFMA Comment Letter to IRS and Treasury regarding single stock equity swaps on publicly traded equities of U.S. corporations
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August 08, 2008
SIFMA sends comment letter to the FASB in opposition of proposed amendments to FAS 5, which would require significant additional disclosure about pending litigation.
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August 07, 2008
SIFMA Comment Letter to the SEC RE: SR-NASDAQ-2008-0016 proposed rule change to establish fees for Nasdaq Market Pathfinders Service
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August 04, 2008
SIFMA Comment Letter to the SEC RE: SR-FINRA-2008-036 proposed rule change relating to the incorporated NYSE Rules
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August 04, 2008
SIFMA Comment Letter to the SEC RE: SR-FINRA-2008-030, proposed FINRA Rule 3130 on annual certification of compliance and supervisory processes
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July 31, 2008
SIFMA-LIBA Joint letter to FSA Regarding the Short Selling Disclosure Regime
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July 31, 2008
SIFMA comment letter to the SEC regarding SR-NYSE-2007-04; proposal to establish four-month pilot program for a "real-time" market data service known as NYSE Real-Time Reference Prices ("NYSE RTRP")
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July 31, 2008
SIFMA comment letter to the SEC regarding the Chicago Board Options Exchange Proposed Rule Change, which will provide a more uniform approach to communications to customers regarding standardized options.
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July 30, 2008
SIFMA Sends Letter to House Leadership in Opposition to H.R.6604
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July 29, 2008
Coalition letter to the House Judiciary Committee strongly opposes the anti-arbitration legislation: H.R. 3010, the "Arbitration Fairness Act;" H.R. 5312, the "Automobile Arbitration Fairness Act of 2008;" and H.R. 6126, the "Fairness in Nursing Home Arbitration Act of 2008."
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