Advocacy & Resources

Reports by Financial Institutions of Suspicious Transactions and FinCEN Form 111-Suspicious Activity Report (Joint Trades)

SIFMA, The Bank Policy Institute (BPI), the Financial Technology Association (FTA), the Independent Community Bankers of America (ICBA), and the American Gaming Association provided comments to the Financial Crimes Enforcement Network (FinCEN) on its proposal to renew without change the suspicious activity report (FinCEN Form 111) form used by financial…

Capital Markets Fact Book, 2024

Capital is critical to corporations for running day-to-day business operations or for various business purposes. For instance, earlier stage companies need additional capital to grow to the next stage in the business life cycle. Or companies may need capital to expand organically or via acquisition, whether it be for product…

The Latest: Why the Basel III Endgame Must be Re-Proposed

In this episode of The SIFMA Podcast, SIFMA's Chief Operating Officer Joseph Seidel sits down with Dr. Peter Ryan, Managing Director, and Head of International Capital Markets and Strategic Initiatives, to discuss the status of the Basel III Endgame proposal in the United States. A recent study found that the…

MBS Notification and Settlement Dates

Next year’s notification and settlement dates for mortgage-backed securities are shown in the table below; previous dates may be found in the file linked below the table. For inquiries regarding MBS notification and settlement dates or CPR claims prices, please contact Chris Killian. Settlement MonthDate TypeClass AClass BClass CClass D…