Advocacy & Resources

Reports by Financial Institutions of Suspicious Transactions and FinCEN Form 111-Suspicious Activity Report (Joint Trades)

SIFMA, The Bank Policy Institute (BPI), the Financial Technology Association (FTA), the Independent Community Bankers of America (ICBA), and the American Gaming Association provided comments to the Financial Crimes Enforcement Network (FinCEN) on its proposal to renew without change the suspicious activity report (FinCEN Form 111) form used by financial…

Capital Markets Fact Book, 2024

Capital is critical to corporations for running day-to-day business operations or for various business purposes. For instance, earlier stage companies need additional capital to grow to the next stage in the business life cycle. Or companies may need capital to expand organically or via acquisition, whether it be for product…

Latest Research

Bloomberg Markets: SIFMA CEO on Trends in Capital Markets

During SIFMA's 2024 Annual Meeting in New York City, SIFMA president and CEO Kenneth E. Bentsen, Jr. joined Romaine Bostick on Bloomberg: The Close to talk about the issues and opportunities that matter most for the capital markets.

MBS Notification and Settlement Dates

Next year’s notification and settlement dates for mortgage-backed securities are shown in the table below; previous dates may be found in the file linked below the table. For inquiries regarding MBS notification and settlement dates or CPR claims prices, please contact Chris Killian. Settlement MonthDate TypeClass AClass BClass CClass D…