Amicus Briefs

Willow Creek Capital Partners v. UBS Securities

Summary

SIFMA submitted an Amicus “Friend of the Court” Brief

Court:

U.S. Court of Appeals
(Second Circuit)

Amicus Issue:

Whether there is a private right of action under SEC Rule 10b-16 and if so, what is the legal standard for establishing a violation of Rule 10b-16.

Counsel of Record:

Morgan Lewis & Bockius LLP

Michele A. Coffey

Other Amici:

None.

 

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