Automatic Portability Transaction Regulations
SIFMA provided comments to the Department of Labor (DOT) on their proposed Automatic Portability Transaction Regulations under Section 4975 of…
SIFMA’s Asset Management Group (SIFMA AMG) submitted comments to the International Organization of Securities Commissions (IOSCO) in response to a consultation report entitled “Good Practices on Reducing Reliance on CRAs in Asset Management” published by IOSCO.
SIFMA AMG members appreciate the efforts of IOSCO in publishing the consultation report and generally support the principles and best practices outlined in the report, which SIFMA AMG believes is consistent with those currently employed by many U.S. asset managers. However, SIFMA AMG said the report paints a fundamentally inaccurate picture of asset management business and its operations, and does not describe the operations of SIFMA members.
SIFMA provided comments to the Department of Labor (DOT) on their proposed Automatic Portability Transaction Regulations under Section 4975 of…
SIFMA and The International Swaps and Derivatives Association, Inc. (ISDA) provided comments to the Office of the Comptroller of the…
SIFMA AMG provided comments to the Federal Energy Regulatory Commission on the Federal Power Act Section 203 Blanket Authorizations for…
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