Proposed Agency Information Collection Activities; Comment Request (SIFMA and ISDA)
SIFMA and The International Swaps and Derivatives Association, Inc. (ISDA) provided comments to the Office of the Comptroller of the…
SIFMA has submitted an Amicus “Friend of the Court” Brief.
Court:
U.S. Court of Appeals (Second Circuit)
Amicus Issue:
Whether contractual arbitration and class waiver agreements between a FINRA member firm and its employees are prohibited under FINRA rules, and whether FINRA rules override the mandate of the Federal Arbitration Act (FAA).
Counsel of Record:
Morgan, Lewis & Bockius LLP
Andrew J. Schaffran
Sam S. Shaulson
Other Amici on Brief:
None.
SIFMA and The International Swaps and Derivatives Association, Inc. (ISDA) provided comments to the Office of the Comptroller of the…
SIFMA AMG provided comments to the Federal Energy Regulatory Commission on the Federal Power Act Section 203 Blanket Authorizations for…
SIFMA, The Institute of International Bankers (IIB), and The International Swaps and Derivatives Association (ISDA) provided comments to the Commodity…
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