Form 1099-DA
SIFMA provided comments to the Office of Management and Budget (OMB) regarding new Form 1099-DA, Digital Asset Proceeds From Broker…
Issue
Equity Market Structure→
Summary
SIFMA wrote a letter expressing concern about reports on the selection process being carried out by the operating committee of the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation, and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privilege Basis (Nasdaq-UTP Plan). The Nasdaq-UTP Plan governs the Securities Information Processor for Nasdaq-listed securities (the Nasdaq SIP).
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Type:
24X National Exchange; Application for Registration
SIFMA provided comments to the Securities and Exchange Commission (SEC) in response to the SEC's institution of proceedings to determine…
Type:
Change in Bank Control Act Proposal (SIFMA AMG)
SIFMA AMG provided comments to the Federal Deposit Insurance Corporation (FDIC) on proposed changes to its regulations implementing the Change…