Supplemental Comments on Federal Power Act Section 203 Blanket Authorizations for Investment Companies (SIFMA AMG)
SIFMA AMG provided comments to the Federal Energy Regulatory Commission replying to certain comments filed in the Notice of Inquiry…
SIFMA, the Investment Company Institute (ICI), and Managed Funds Association (MFA) (collectively, the associations) wrote a letter to the Securities and Exchange Commission (SEC) in support of efforts to improve the transparency of the equity markets.
Additionally, the associations prepared an order routing disclosure template for the minimum disclosure of order routing and execution quality information that institutional investors could request from their broker-dealers.
The associations hope the template will inform any potential rulemaking by the SEC staff as it prepares a recommendation for a rule that would require, upon institutional investor request, disclosure of useful, reliable, and uniformly available customer-specific order routing information.
Related Material
Order Routing Disclosure Template
SIFMA’s Cross Product Standard Forms and Documentation Library
SIFMA AMG provided comments to the Federal Energy Regulatory Commission replying to certain comments filed in the Notice of Inquiry…
SIFMA and SIFMA AMG provided comments to the Commodity Futures Trading Commission (CFTC) on their request for public comment on…
SIFMA AMG provided comments to the Federal Deposit Insurance Corporation (FDIC) on their consideration of various proposals to revise the…
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