Complaint Filed in the U.S. District Court for the Northern District of Texas Fort Worth Division on DOL’s Fiduciary Rule
SIFMA and FSI filed a complaint in the U.S. District Court for the Northern District of Texas Worth Division on…
SIFMA’s Asset Management Group (SIFMA AMG) provides comments to the Securities and Exchange Commission (SEC) regarding the SEC’s proposed liquidity management rules for open-end funds, including mutual funds and exchange-traded funds (ETFs). SIFMA AMG submitted two comment letters; this letter focused on the SEC proposal to permit swing pricing on an optional basis.
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SIFMA Press Release: SIFMA AMG Recommends Improvements to the SEC Proposed Liquidity Management Rules for Mutual Funds and ETFs
SIFMA and FSI filed a complaint in the U.S. District Court for the Northern District of Texas Worth Division on…
SIFMA and SIFMA AMG provided comments to the U.S. Securities and Exchange Commission (SEC) on Supplemental Information and Reopening of…
SIFMA, The American Bankers Association (ABA), the Bank Policy Institute (BPI), and the Institute of International Bankers (IIB), provided comments…