Testimony on Financial Institutions and Monetary Policy
SIFMA President and CEO, Kenneth E. Bentsen Jr. delivered testimony at a virtual hearing before the U.S. House of Representatives…
SIFMA AMG and the Investment Company Institute (ICI) provided comments to the Securities and Exchange Commission (SEC) to amend Rule 17Ad-22 and add Rule 17Ab2-2, under the Securities Exchange Act of 1934. The Proposed Rule would establish standards for the operation and governance of registered clearing agencies that meet the definition of a covered clearing agency.
See also:
Standards for Covered Clearing Agencies
SIFMA President and CEO, Kenneth E. Bentsen Jr. delivered testimony at a virtual hearing before the U.S. House of Representatives…
Court: U.S. Court of Appeals (Eleventh Circuit) Amicus Issue: Whether the court should grant injunctive relief to prevent SROs from…
Court: U.S. Supreme Court (pet. for writ of cert.) Amicus Issue: Whether, under the Consumer Financial Protection Act, the defendants,…