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For Members

Get involved with SIFMA

As the voice for the U.S. securities industry, SIFMA convenes financial professionals from hundreds of broker-dealers, investment banks and asset managers. Together, we advocate on legislation, regulation and business policy that supports effective and resilient capital markets. SIFMA also serves as an industry coordinating body to promote fair and orderly markets, informed regulatory compliance, and efficient market operations and resiliency. We also provide a forum for industry policy and professional development, with events that foster meaningful conversations about the capital markets.

To learn more about your organization’s membership in SIFMA and the benefits you receive, please contact us.

Advocacy, Action, & Access: Q&A with the 2023-2024 Chair of SIFMA’s Board of Directors

SIFMA is both a purpose- and a member-driven organization. By fostering market resilience and strong financial futures, we support our members as they strive to make a positive impact on society.

Recently, SIFMA president and CEO Kenneth E. Bentsen, Jr. sat down with Ken Cella, Principal and Head of External Affairs for Edward Jones and 2023-2024 Chair of SIFMA’s Board of Directors. They discussed SIFMA’s commitment to fostering effective and efficient capital markets, our role on behalf of the membership, and the goals we have set out to achieve under the direction of our leadership.

Read the Q&A and listen to their conversation here.

Member Groups

  • Committees, Forums and Councils

    Through SIFMA's committee structure - standing committees, forums and advisory councils overseen by Board subcommittees - subject matter experts at our member firms engage with policymakers and regulators through comment letters, testimony, research and more.

  • Professional Societies

    Specialized professionals in the financial services industry meet in SIFMA's Professional Societies to share best practices, attend educational seminars and engage in peer-to-peer networking.

  • Antitrust Compliance

    This booklet provides guidance to SIFMA members and staff to minimize the risk of antitrust concerns with respect to SIFMA-related activities.

Quick Links

  • Meet SIFMA

    A brief introduction for our valued broker-dealer and asset manager members.

  • The 2024 Outlook

    This 2024 Capital Markets Outlook contains our insights into the markets, the industry’s viewpoints on critical policy issues, and several helpful resources, all guided with one thing at top of mind – our clients. We hope you find this of interest and of use.

  • Member Directory

    View a directory of our broker-dealer, investment bank and asset manager members.

  • Events and Webinars

    SIFMA members receive complimentary or discounted rates to our leading conferences and events as well as the SIFMA Webinar Series.

  • Recognitions & Awards

    Through these awards, SIFMA recognizes the contributions of our members to the markets and the people behind them.

  • Thought Leader Library

    SIFMA’s Thought Leader Library is a repository of original, timely and informative research, articles and white papers from SIFMA members on a host of issues critical to the capital markets.

  • Subscribe

    Sign up to receive SIFMA SmartBrief, SIFMA Dashboard, SIFMA Research, the Holiday Schedule Alert and more.

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