Extension: Municipal Securities Disclosure (Exchange Act Rule 15c2–12)
SIFMA provided comments on the request for comment issued by the U.S. Securities and Exchange Commission (SEC) on the existing…
Summary
SIFMA provides comments to the Board of Governors of the Federal Reserve System with preliminary data on the categories of covered fund activities and investments for which SIFMA members expect to submit requests for a one-year extension of the conformance period under the final rules implementing section 13 of the Bank Holding Company Act, commonly referred to as the Volcker Rule.
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Missouri Rule Proposals
SIFMA provided comments to the Secretary of State and the Securities Commissioner on the Secretary of State's latest rulemaking Proposals,…
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The Japan Securities Clearing Corporation’s Exemptive Order from Registration as a Derivatives Clearing Organization (Joint Trades)
SIFMA AMG, The Alternative Investment Management Association (AIMA), and Managed Funds Association (MFA) provided comments to the U.S. Commodity Futures…