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Notice of Proposed Rule Change To Establish a Fee Schedule for Alternative Trading System Volume Information

Issue

Equity Market Structure→

Summary

SIFMA provides comments to the Securities and Exchange Commission (SEC) on the proposal filed by the Financial Industry Regulatory Authority (FINRA) with the SEC. Under the proposal, FINRA would establish a fee schedule for optional professional access to alternative trading system (ATS) volume information published by FINRA on its website. SIFMA opposes these fees, and we believe the ATS volume information should be made available to the public at no cost.

Related:

File No. SR–FINRA–2014–018: Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Establish a Fee Schedule for Alternative Trading System Volume Information

PDF

Date

29

May

2014

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