NAIC: Financial Analysis Solvency Tools Working Group (E) – Complex Ownership Structures (SIFMA AMG)
SIFMA AMG provided comments to the National Association of Insurance Commissioners (NAIC) on the Financial Analysis Handbook Exposure Draft.
SIFMA provides comments to the Securities and Exchange Commission (SEC) as a response to recommendations on how the SEC should implement a uniform fiduciary standard for broker-dealers and investment advisers when providing personalized investment advice to retail customers.
This is regarding the draft document containing findings and recommendations posted on October 1, 2013 by the Investor as Purchaser Subcommittee of the SEC’s Investor Advisory Committee.
(SEC Investor Advisory Committee; File No. 265-28)
SIFMA AMG provided comments to the National Association of Insurance Commissioners (NAIC) on the Financial Analysis Handbook Exposure Draft.
SIFMA and SIFMA AMG provided comments to the U.S. Securities and Exchange Commission (SEC) and reiterated comments made in their…
SIFMA, The American Bankers Association (ABA), the American Fintech Council (AFC), the Bank Policy Institute (BPI), the Electronic Transactions Association…