Properties of the Village v. FTC
Court: U.S. District Court (M.D. Florida) Amicus Issue: Whether the FTC exceeded its statutory authority under the FTC Act by…
The Arbitration Committee of SIFMA provides comments to the Securities and Exchange Commission (SEC) on a proposal by the Financial Industry Regulatory Authority (FINRA) relating to whistleblower claims in arbitration, File No. SR-FINRA-2011-067. To the extent the proposal simply aligns FINRA’s rules with Section 922 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act), and other federal statutes that do not require parties to arbitrate whistleblower claims, SIFMA supports the proposed change. However, SIFMA shares its concerns with certain language in the proposal, and offers recommendations that would clarify the scope and applicability of the proposed rule changes.
Court: U.S. District Court (M.D. Florida) Amicus Issue: Whether the FTC exceeded its statutory authority under the FTC Act by…
SIFMA, The American Bankers Association (ABA), Bank Policy Institute (BPI), and the Financial Services Forum (FSF) provided comments to the…
SIFMA AMG, the European Fund and Asset Management Association (EFAMA), the International Swaps and Derivatives Association (ISDA), and the Alternative…