Letters

The Underwriting Activities of Financial Advisers

Summary

SIFMA provides comments to the Municipal Securities Rulemaking Board (MSRB) on Rule G-23, the underwriting activities of financial advisers, MSRB Notice 2010-27. SIFMA believes that Rule G-23 represents a comprehensive and balanced approach to potential conflicts of interest, which has a long and successful history of application in the marketplace.

 

 

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