Environmental Credits and Environmental Credit Obligations
SIFMA provided comments to the Financial Accounting Standards Board (FASB) on the Proposed Accounting Standards Update—Environmental Credits and Environmental Credit…
Summary
SIFMA requests further interpretive guidance under Rule 206(4)-2, the Custody of Funds or Securities of Clients by Investment Advisers, under the Investments Advisers Act of 1940. Several questions are requested from the Securities and Exchange Commission (SEC), including topics of “transfers among accounts and pre-authorized transfers,” “reasonable belief of statement delivery,” and “imputation of custody for registered representatives.”
More Submissions
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Potential Modernization of Municipal Fund Securities Disclosure Obligations
SIFMA provided comments to the Municipal Securities Rulemaking Board (MSRB) in response to the Concept Release regarding its Potential Modernization…
Type:
SIFMA AMG Recommendations on Private Markets Regulatory Reforms
SIFMA AMG provided comments to the U.S. Securities and Exchange Commission (SEC) regarding potential regulatory reforms to enhance retail access…