Letters

SIA Submits Comments to the SEC on Proposed Rule Changes of SROs

Summary

The Self-Regulation and Supervisory Practices Committee of the Securities Industry Association (SIA)* provides comments to the Securities and Exchange Commission (SEC) on proposed rule changes of self-regulatory organizations (SROs), Release No. 34-49505; File No. S7-18-04.

*SIFMA is a product of the merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.
 

PDF