Environmental Credits and Environmental Credit Obligations
SIFMA provided comments to the Financial Accounting Standards Board (FASB) on the Proposed Accounting Standards Update—Environmental Credits and Environmental Credit…
Summary
The Federal Regulation and Self-Regulation Committees of the Securities Industry Association (SIA)* provide comments to the Securities and Exchange Commission on the National Association of Securities Dealers, Inc. (NASD) proposed guidance (Rule IM-2440-2) on mark-up and mark-down practices for debt securities other than municipal securities, File No. SR-NASD-97-61. SIA offers important modifications to improve the proposal.
*SIFMA is the product of a merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.
More Submissions
Type:
Potential Modernization of Municipal Fund Securities Disclosure Obligations
SIFMA provided comments to the Municipal Securities Rulemaking Board (MSRB) in response to the Concept Release regarding its Potential Modernization…
Type:
SIFMA AMG Recommendations on Private Markets Regulatory Reforms
SIFMA AMG provided comments to the U.S. Securities and Exchange Commission (SEC) regarding potential regulatory reforms to enhance retail access…