Susan A. Schroeder

Partner and Vice-Chair, Securities Department , WilmerHale

Formerly Executive Vice President and Head of Enforcement, FINRA

Susan Schroeder is a vice chair of WilmerHale’s Securities and Financial Institutions department, and the former head of enforcement and Management Committee member at the Financial Industry Regulatory Authority (FINRA). She advises financial institutions such as broker-dealers, hedge funds and investment advisers on regulatory and compliance issues, including representing clients in investigations by the SEC, self-regulatory organizations (SROs), and state securities regulators.