Erin Linehan

Erin is responsible for four areas within the enterprise-wide compliance function for Raymond James: Dispute Resolution, Senior & At-Risk Clients; Marketing Compliance and Corporate Functions Compliance.   Aside from handling substantive work for these areas of the firm, these teams provide compliance and legal advice and guidance; metrics, data and trending; and education on best practices so the company may benefit from lessons learned.    Erin is involved in developing policies and procedures in these ares for the firm at large.  She is a frequent speaker at company and industry events, domestically and abroad, on lessons learned and best practices for financial advisors, supervisors, attorneys and compliance professionals.

Erin received her BS from Cornell University and JD, cum laude from Tulane Law School.  She has her Series 7, 9 and 10 licenses, a member of SIFMA’s Senior Investor Working Group, FINRA’s Senior Investor Roundtable, FINRA CIC, and is on the Board for the FSDA and Pace Center for Girls, Inc. – Hillsborough.

In 2016, Erin founded and co-chairs an organization of over 100 of women lawyers in the Southeast US who work in financial services, Southeast Women in Financial Services is focused on networking, professional development, the advancement of women in financial services and philanthropic efforts to support financial education, professional development and economic security for women and girls through community partnerships, education and advocacy.