Letters

Treatment of Certain Communications Involving Security-Based Swaps That May Be Purchased Only by Eligible Contract Participants

Summary

SIFMA provides comments to the Securities and Exchange Commission (SEC) in regards to rule proposal to provide that certain communications involving security-based swaps that may be purchased only by eligible contract participants will not be deemed for purposes of Section 5 of the Securities Act to constitute offers of such security-based swaps or any guarantees of such security-based swaps that are securities.

PDF

Submitted To

SEC

Submitted By

SIFMA

Date

8

December

2014