Back to Submissions

Letters

Open-End Fund Liquidity Risk

Summary

SIFMA AMG provides supplemental comments to the U.S. Securities and Exchange Commission (SEC) on the Commission’s proposal to require liquidity risk management programs for open-end funds. The letter revises SIFMA AMG’s recommendation for an alternative classification system for designating the liquidity of fund holdings. SIFMA AMG is now recommending five liquidity categories with substantial additional detail about the liquidity characteristics of each category.

See also:
SIFMA AMG Submits Comments to SEC on the Proposal to Permit Swing Pricing on an Optional Basis, January 13, 2016

SIFMA AMG comment letter focused on the SEC proposal to permit swing pricing on an optional basis

SIFMA Press Release: SIFMA AMG Recommends Improvements to the SEC Proposed Liquidity Management Rules for Mutual Funds and ETFs

PDF

Date

12

April

2016

More Submissions

Type:

Form 1099-DA

SIFMA provided comments to the Office of Management and Budget (OMB) regarding new Form 1099-DA, Digital Asset Proceeds From Broker…