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Proposal to Permit Swing Pricing on an Optional Basis

Issue

Prudential Regulation→

Summary

SIFMA’s Asset Management Group (SIFMA AMG) provides comments to the Securities and Exchange Commission (SEC) regarding the SEC’s proposed liquidity management rules for open-end funds, including mutual funds and exchange-traded funds (ETFs). SIFMA AMG submitted two comment letters; this letter focused on the SEC proposal to permit swing pricing on an optional basis.

See Also:

SIFMA AMG comment letter focused on the SEC’s proposed requirements for liquidity risk management programs

SIFMA Press Release: SIFMA AMG Recommends Improvements to the SEC Proposed Liquidity Management Rules for Mutual Funds and ETFs

 

 

PDF

Date

13

January

2016

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Type:

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