Joe Schifano

Global Head of Regulatory Affairs, Eventus

Joe brings 20 years of experience to Eventus, where he partners with client stakeholders, champions their needs and concerns, communicates regulatory trends, offers insights to maximize effectiveness, and helps compliance and supervisory staff build best-in-class surveillance and monitoring capabilities.

He most recently served as Deputy General Counsel and Global CCO at Tower Research Capital. He successfully led the global compliance team for this proprietary trading firm with 30 trading teams and activity in over 80 electronic markets globally with staff in New York, London, Gurgaon and Singapore. At Tower, he also served as CCO for Latour Trading LLC and TRC Markets LLC from 2016 to 2018, and as Counsel from 2014 to 2015. Earlier in his career, he was a Vice President on NYSE’s legal team, and held front-office, supervision, and compliance roles at Barclays Capital and UBS Securities.

Joe received his J.D. from New York Law School and holds a B.S. in Applied Social Sciences and Business from Binghamton University.