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Title VII Requirements to Security-Based Swap Transactions

Issue

OTC Derivatives→

Summary

SIFMA and the Financial Services Roundtable (FSR) provide comments to the Securities and Exchange Commission (SEC) on the Proposed Rules on Application of Certain Title VII Requirements to Security-Based Swap Transactions Connected With a Non-U.S. Person’s Dealing Activity That Are Arranged, Negotiated, or Executed by Personnel Located in a U.S. Branch or Office or in a U.S. Branch or Office of an Agent.

PDF

Submitted To

SEC

Submitted By

SIFMA, FSR

Related Committee(s)

  • Swap Dealer Committee

Date

13

July

2015

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