Ira Gluck

Director, Advertising Regulation , FINRA

Ira Gluck is Director in FINRA’s Advertising Regulation Department. In this role, he works on rulemaking and policy issues and is responsible for the Department’s complex review and spot-check programs. Mr. Gluck’s previous positions within FINRA included leading the Emerging Regulatory Issues team as well as heading the Strategic Initiatives Group in FINRA’s Enforcement Department. He also served in various investigative and management roles in the Enforcement and Member Regulation Departments of NASD before its 2007 consolidation with NYSE Member Regulation, which resulted in the formation of FINRA. Mr. Gluck received his bachelor’s degree from the University of Pennsylvania and completed both a master’s degree and M.B.A. at the University of California, Irvine.