Kosha Dalal

Kosha Dalal is Vice President and Associate General Counsel in FINRA’s Office of General Counsel, where she is responsible for developing and interpreting FINRA rules and providing legal and policy advice to FINRA management and staff. Ms. Dalal’s responsibilities involve a variety of regulatory policy initiatives and rule changes/interpretations including, supervision, firms and brokers with a history of misconduct, branch office/OSJ, remote inspections, customer account statements, membership application rules, ACATs, payments to unregistered persons and corporate actions. She has been with FINRA’s Office of General Counsel since 2000. Prior to joining FINRA, she was an associate with the law firm of Venable in Baltimore, MD, Kalkines Zall in New York, NY and Skadden Arps in New York, NY. Ms. Dalal holds a BA in Political Science and Economics from Barnard University and a JD from Brooklyn Law School. Ms. Dalal also serves on FINRA’s Diversity Leadership Council, which is tasked with recommending steps and initiatives that support FINRA’s goal to foster an attractive and inclusive workplace.