Recently, SIFMA hosted our C&L Annual Seminar. With three days of presentations and events and over 1,400 participants, we gained insights into top-of-mind topics for compliance and legal professionals from across the financial services industry. Inside this note, we recap just some of what was seen and heard, including:

• The Industry Outlook – top industry priorities/themes with survey, the new normal for the office
• The Regulatory View – equity market structure reform, crypto, climate, remote work supervision
• The ESG Perspective – defining ESG, board considerations on ESG strategies
• More on Market Themes – equity market structure reform, shortening the settlement cycle, cyber, crypto, cloud services, digital engagement

 

Author

SIFMA Insights
Katie Kolchin, CFA