Gargi Sharma

Gargi Sharma is an Investigative Director within FINRA’s Special Investigation Unit and supports a team of five investigators who conduct complex Anti-Money Laundering investigations. Ms. Sharma is also involved with identifying industry trends that pose compliance risk, especially related to Anti-Money Laundering, and providing training internally within FINRA and to the industry. Ms. Sharma is a Certified Anti-Money Laundering Specialist and graduated from the University of Texas with bachelor’s and master’s degrees in Finance and Accounting. Ms. Sharma works from FINRA’s Florida Office and has been with FINRA for 14 years.