Gigi Szekely

Gigi Szekely has more than 20 years of experience as a senior compliance executive. She is currently Head of Americas Regulatory Compliance at StoneX Group Inc. overseeing compliance for the retail and institutional registered investment adviser and broker dealers and is the Chief Compliance Officer for StoneX Financial Inc. and INTL Fillmore Advisors, LLC,  leaders in marketing making, institutional trading and outsourced trading. She also chairs the Firm’s Governance Committee.

Prior to joining StoneX Group she was the SVP of Enterprise Risk Management and Chief Compliance Officer for Newport Group, Inc., where she managed and oversaw the Enterprise Risk Management and Compliance efforts for the organization.  Prior to joining Newport, she was Managing Director at IMP Consulting, responsible for managing and growing the compliance practice that supports asset managers.

Formerly, she was the Vice President, Chief Compliance Officer at Eaton Vance Management, where she had over 10 years of experience with mutual fund distribution and responsible for reporting to the Eaton Vance Fund’s Board of Directors.  Prior to Eaton Vance she was Chief Compliance Officer for the mutual fund distribution arm at Deutsche Asset Management and worked in a senior compliance management position at JP Morgan. She is a member of the National Society of Compliance Professionals, Security Traders Association of Florida, and SIFMA and a frequent speaker at conferences on compliance related topics. Ms. Szekely holds a FINRA series 7, 24, 63, 79 licenses, a BA in Economics from the University of Massachusetts – Amherst and a MBA from Simmons University, School of Management in Boston.