NAIC: Financial Analysis Solvency Tools Working Group (E) – Complex Ownership Structures (SIFMA AMG)
SIFMA AMG provided comments to the National Association of Insurance Commissioners (NAIC) on the Financial Analysis Handbook Exposure Draft.
Court:
U.S. Supreme Court
Amicus Issue:
Whether the failure to disclose a trend or uncertainty pursuant to Item 303 of SEC Regulation S-K can serve as the predicate for a private cause of action under Section 10(b) of the Securities Exchange Act of 1934.
Counsel of Record:
Goodwin Procter LLP
William M. Jay
Andrew Kim
Jesse Lempel
Daniel P. Roeser
Other Amici:
U.S. Chamber of Commerce
Business Roundtable
SIFMA AMG provided comments to the National Association of Insurance Commissioners (NAIC) on the Financial Analysis Handbook Exposure Draft.
SIFMA and SIFMA AMG provided comments to the U.S. Securities and Exchange Commission (SEC) and reiterated comments made in their…
SIFMA, The American Bankers Association (ABA), the American Fintech Council (AFC), the Bank Policy Institute (BPI), the Electronic Transactions Association…