Advocacy & Resources
About
Events
For Members
Join SIFMA

Back to Documents

Recommended Policies and Procedures for Secondary Market Trading in Book-Entry Section 3(c)(7) Securities

Date: March 30, 2024

Print
Email
Twitter
LinkedIn

pdf

About SIFMA

SIFMA is the voice of the U.S. securities industry. We advocate for effective and resilient capital markets.

SIFMA is a member of the GFMA Alliance

Sifma Essentials

Market Practices & Model Documentation
Newsroom
Research
Sources
Store

Follow Us

LinkedIn
Instagram
Contact Us
Manage Profile

Sifma Initiatives

The Stock Market Game
Project:Invested

Important Links

Terms of Use
Privacy Policy
Emergency Alerts

Get daily news on the capital markets

Subscribe

Thank you for subscribing!

© 2025 Securities Industry and Financial Markets Association