Tony Frouge

Tony Frouge is the Chief Regulatory Officer of NYSE Group, where he oversees the work of its independent regulatory unit, NYSE Regulation. Prior to assuming the role of Chief Regulatory Officer, Tony was the Head of Enforcement for NYSE Regulation. Tony previously served as Counsel to the Director and Deputy Director of the Division of Enforcement at the U.S. Securities and Exchange Commission, after starting his government service at the Commission as Senior Counsel in the Complex Financial Instruments Unit of the Division of Enforcement. Tony also spent five years working in private practice at Latham & Watkins, LLP as a litigation associate representing financial institutions in civil and criminal investigations, federal litigations, and arbitrations. Tony holds a B.S. in Business Administration and Management, with concentrations in Accounting and Organizational Behavior, magna cum laude, from Boston University, and a J.D., with high honors, from The George Washington University Law School.