Request for Information on the MSRB’s Rate Card Process
SIFMA provided comments to the Municipal Securities Rulemaking Board (MSRB) in response to the Request for Information regarding its Rate…
Summary
Court:
U.S. Court of Appeals
(Second Circuit)
Amicus Issue:
Whether employees can retrospectively recast deferred compensation programs as “ERISA plans” and thereby be entitled, under ERISA’s vesting and anti-forfeiture rules, to payment of deferred compensation even if the employees leave before the awards have vested or otherwise fail to meet the agreed-upon terms of the awards.
Counsel of Record:
Orrick Herrington & Sutcliffe LLP
Michael Delikat
Robert M. Loeb
Alyssa Barnard-Yanni
Other Amici:
None.
More Submissions
Type:
Standards for Covered Clearing Agencies for US Treasury Securities and Application of the Broker-Dealer Customer Protection Rule with Respect to US Treasury Securities (Joint Trades)
SIFMA, SIFMA Asset Management Group, Managed Funds Association (MFA), Futures Industry Association (FIA), FIA Principal Traders Group (FIA PTG), International…
Type:
Properties of the Village v. FTC
Court: U.S. Court of Appeals (Eleventh Circuit) Amicus Issue: Whether the FTC exceeded its statutory authority under the FTC Act…