Shafer v. Morgan Stanley
Court: U.S. Court of Appeals (Second Circuit) Amicus Issue: Whether employees can retrospectively recast deferred compensation programs as “ERISA plans”…
Court:
Ohio Supreme Court
Amicus Issue:
Whether a broker-dealer or banker may be held liable under Ohio’s aiding and abetting statute, consistent with Boyd v. Kingdom Trust Co., 2018 Ohio 3156, where the alleged aiding and abetting activity involves nothing more that providing usual and customary brokerage/banking services.
Counsel of Record:
Bricker Graydon LLP
Brodi J. Conover
Ryan L. Richardson
Other Amici:
Ohio Bankers League
Court: U.S. Court of Appeals (Second Circuit) Amicus Issue: Whether employees can retrospectively recast deferred compensation programs as “ERISA plans”…
SIFMA provided comments to the Municipal Securities Rulemaking Board (MSRB) in response to the Request for Information regarding its Rate…
SIFMA, SIFMA Asset Management Group, Managed Funds Association (MFA), Futures Industry Association (FIA), FIA Principal Traders Group (FIA PTG), International…