Investment-Grade Bond Optional Redemption (without Par Call) – Model Provision
Market participants have expressed the need for standardized language in investment-grade bond optional redemption provisions. SIFMA assembled a working group…
Investment-Grade Bond Optional Redemption (with Par Call) – Model Provision
Market participants have expressed the need for standardized language in investment-grade bond optional redemption provisions. SIFMA assembled a working group…
Investment-Grade Bond Optional Redemption – Model Provision
Market participants have expressed the need for standardized language in investment-grade bond optional redemption provisions. SIFMA assembled a working group…
Revised Master Agreement Among Underwriters (MAAU) (2020)
An agreement setting forth the legal relationships between syndicate members and permitting the efficient execution of one standardized agreement rather…
Revised Master Agreement Among Underwriters (MAAU) – December 20, 2022
The agreement was last revised on December 20, 2022 to reflect the amendments to FINRA Rule 11880 for public offerings…
Auction Agency Agreement – Auction Rate Securities (ARS)
Agreement between a trustee and auction agent.
Revised Master Agreement Among Underwriters (MAAU) – updated August 14, 2023
The agreement (docx) was last revised on August 14, 2023 in regards to the SEC’s June 2023 amendment to Regulation M.