The Prime Brokerage and Securities Lending Committee focuses on advocacy and best practices for the securities lending and prime brokerage business, seeking regulatory clarity and providing practice recommendations and form disclosures and agreements to the industry community.
The Committee interacts with the SEC on interpretive matters; works closely with the Risk Managers Association, representing agent lenders in the securities lending community; and interacts occasionally with international standard-setting bodies. The Committee also coordinates with the Rates and Funding Committee on matters that might impact securities financing transactions (SFTs) generally.
Contact
Rob Toomey
Head of Capital Markets/Managing Director and Associate General Counsel