Master Securities Loan Agreement (MSLA) – 2017 Amendment to 1993 Master Securities Lending Agreement
Amendment may be used in connection with the move to T+2 settlement in September 2017
Master Securities Loan Agreement (1993 Version)
An agreement for use when parties may enter into transactions in which one party (a “Lender”) will lend to the…
Master Securities Loan Agreement (MSLA) (2000 Version)
An agreement for use when parties may enter into transactions in which one party (a “Lender”) will lend to the…
Master Securities Loan Agreement (MSLA) – 2017 Amendment to 2000 Master Securities Lending Agreement
Amendment may be used in connection with the move to T+2 settlement in September 2017
Master Securities Loan Agreement (MSLA) (2017 Version)
The 2017 version of the MSLA incorporates the most recent 2017 amendment that dealt with T+2 issues and also updates…
Global Master Repurchase Agreement (GMRA) – Amendment Agreement (1995 Version)
A global agreement for use when parties may enter into transactions in which one party (a “Seller”), acting through a…
Global Master Repurchase Agreement (GMRA) – Blackline of 2000 to 1995 Version
Comparison 2000 v. 1995 Version
Global Master Repurchase Agreement (GMRA) – 2000 Version
A global agreement for use when parties may enter into transactions in which one party (a “Seller”), acting through a…
Global Master Repurchase Agreement (GMRA)
A global agreement for use when parties may enter into transactions in which one party (a “Seller”), acting through a…
Master Repurchase Agreement (MRA)
An agreement for use when parties may enter into transactions in which one party (a “Seller”) agrees to transfer to…
Municipal Securities – Model Joint Account Agreement
Created for the purpose of forming a joint trading account for the joint and several purchase and sale of municipal…
Municipal Securities – Model Bond Purchase Agreement: General Provisions and Conditions
Intended for use in connection with governmental tax or revenue-supported securities, including fixed, variable rate, auction and credit enhanced securities.…
Investment-Grade Bond Optional Redemption (without Par Call) – Model Provision
Market participants have expressed the need for standardized language in investment-grade bond optional redemption provisions. SIFMA assembled a working group…
Investment-Grade Bond Optional Redemption (with Par Call) – Model Provision
Market participants have expressed the need for standardized language in investment-grade bond optional redemption provisions. SIFMA assembled a working group…
Investment-Grade Bond Optional Redemption – Model Provision
Market participants have expressed the need for standardized language in investment-grade bond optional redemption provisions. SIFMA assembled a working group…
Prime Brokerage – Capital Introduction – Sample Disclosure
This model disclosure is intended to accompany communications about an SEC-registered investment adviser or a private fund advised by such…
Revised Master Agreement Among Underwriters (MAAU) (2020)
An agreement setting forth the legal relationships between syndicate members and permitting the efficient execution of one standardized agreement rather…
Revised Master Agreement Among Underwriters (MAAU) – December 20, 2022
The agreement was last revised on December 20, 2022 to reflect the amendments to FINRA Rule 11880 for public offerings…
Prime Brokerage – Clearance Agreement (Form 151)
An agreement between a clearing broker and a customer whereby the clearing broker clears prime brokerage transactions.
Prime Brokerage – Brokerage Agreement (Form 150)
An agreement between a prime broker and an executing broker whereby the prime broker provides prime brokerage services in compliance…
Auction Agency Agreement – Auction Rate Securities (ARS)
Agreement between a trustee and auction agent.
Model Commercial Paper Dealer Agreement, 4(2) Program – Guidance Notes
Model dealer agreements for commercial paper and guaranteed commercial paper issued pursuant to Sections 4(2) and 3(a)(3) of the Securities…
Model Commercial Paper Dealer Agreement, 4(2) Program
Model dealer agreements for commercial paper and guaranteed commercial paper issued pursuant to Sections 4(2) and 3(a)(3) of the Securities…
Model Commercial Paper Dealer Agreement, 3(a)(3) Program – Guidance Notes
Model dealer agreements for commercial paper and guaranteed commercial paper issued pursuant to Sections 4(2) and 3(a)(3) of the Securities…
Model Commercial Paper Dealer Agreement, 3(a)(3) Program
Model dealer agreements for commercial paper and guaranteed commercial paper issued pursuant to Sections 4(2) and 3(a)(3) of the Securities…
Revised Master Agreement Among Underwriters (MAAU) – updated August 14, 2023
The agreement (docx) was last revised on August 14, 2023 in regards to the SEC’s June 2023 amendment to Regulation M.