Operations Conference & Exhibition
Operations Conference & Exhibition 2025 - For more than 50 years, SIFMA's Operations Conference & Exhibition has gathered operations and…
FINRA 2021 Priorities
Overview
On February 11, SIFMA and the SIFMA C&L Society discussed FINRA’s 2021 priorities, addressing whether firms are prepared for 2021, and if not, what needs to be done to get there.
Watch On Demand
This virtual event is available to view on demand through March 11, 2021.
If you registered for this virtual event before 9:30 a.m. ET February 11, 2021, click here to watch now.
New registrant? Please register below; you will receive access instructions within three business days.
Questions? Contact the SIFMA C&L Society.
Featured Resource
SIFMA C&L Society
SIFMA’s C&L Society is the leading forum for compliance and legal professionals working in the financial services industry. Learn more about the society and register for upcoming events!
Featured Speakers
Ursula Clay
FINRA
Senior Vice President and Chief of Staff/Head of Core Functions, Member Supervision
SIFMA Webinar Series
FINRA 2021 Priorities
Registration Closed
Overview
On February 11, SIFMA and the SIFMA C&L Society discussed FINRA’s 2021 priorities, addressing whether firms are prepared for 2021, and if not, what needs to be done to get there.
Watch On Demand
This virtual event is available to view on demand through March 11, 2021.
If you registered for this virtual event before 9:30 a.m. ET February 11, 2021, click here to watch now.
New registrant? Please register below; you will receive access instructions within three business days.
Questions? Contact the SIFMA C&L Society.
Featured Speakers
Ursula Clay
FINRA
Senior Vice President and Chief of Staff/Head of Core Functions, Member Supervision
Register
| Registration Rates | Complimentary |
|---|
| Registration Rates | Complimentary |
|---|
| Registration Rates | $99 |
|---|
| Member | Regulator | Non-Member | |
|---|---|---|---|
| Registration Rates | Complimentary | Complimentary | $99 |
Venue
On Demand
On Demand , Watch Replay
Sponsorship
Interested in sponsoring a SIFMA Webinar? Contact Diana Serri at 212.313.1258.
Our Sponsor
SIFMA's Strategic Partners
Media
Media Inquiries and Registration
Contact Evan Grogan at 212.313.1134
Policy
View SIFMA’s official press policy.
Webinar Tips and FAQs
For an optimal webinar experience, we recommend attendees view this webinar using a Chrome browser on a local machine. Avoid using a VPN or Remote Network (ie: Citrix).
You must have Javascript and Cookies enabled to access this webinar. For detailed information, including minimum system requirements and FAQs, view more Webinar Tips.
Terms and Conditions
Code of Conduct
SIFMA meetings and events are intended to educate and engage our members and industry participants in thoughtful conversations. Inappropriate behavior will not be tolerated. View our Code of Conduct and anonymous incident report form.
Cancellations and Substitutions
Cancellation within 48 hours of the webinar will be subject to a $25 cancellation fee. No substitutions or transfers will be accepted.