FINRA 2021 Priorities
Overview
On February 11, SIFMA and the SIFMA C&L Society discussed FINRA’s 2021 priorities, addressing whether firms are prepared for 2021, and if not, what needs to be done to get there.
Watch On Demand
This virtual event is available to view on demand through March 11, 2021.
If you registered for this virtual event before 9:30 a.m. ET February 11, 2021, click here to watch now.
New registrant? Please register below; you will receive access instructions within three business days.
Questions? Contact the SIFMA C&L Society.
Featured Resource
SIFMA C&L Society
SIFMA’s C&L Society is the leading forum for compliance and legal professionals working in the financial services industry. Learn more about the society and register for upcoming events!
Featured Speakers
Ursula Clay
FINRA
Senior Vice President and Chief of Staff/Head of Core Functions, Member Supervision
FINRA 2021 Priorities
Registration Closed
Overview
On February 11, SIFMA and the SIFMA C&L Society discussed FINRA’s 2021 priorities, addressing whether firms are prepared for 2021, and if not, what needs to be done to get there.
Watch On Demand
This virtual event is available to view on demand through March 11, 2021.
If you registered for this virtual event before 9:30 a.m. ET February 11, 2021, click here to watch now.
New registrant? Please register below; you will receive access instructions within three business days.
Questions? Contact the SIFMA C&L Society.
Featured Speakers
Ursula Clay
FINRA
Senior Vice President and Chief of Staff/Head of Core Functions, Member Supervision
Register
| Registration Rates | Complimentary |
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| Registration Rates | Complimentary |
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| Registration Rates | $99 |
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| Member | Regulator | Non-Member | |
|---|---|---|---|
| Registration Rates | Complimentary | Complimentary | $99 |
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On Demand
On Demand , Watch Replay
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