SIFMA Forum: SEC Rule 605 Implementation
The SEC recently adopted amendments to Rule 605 of Regulation NMS for order executions in stocks which will enhance the…
On April 22, industry experts examined how communication tools like Teams, Zoom, and Slack are shaping a “work from anywhere” future in financial services; the use, retention, and supervision of collaboration platforms; and much more.
This virtual event is available to view on demand through May 22, 2021.
If you registered for this virtual event before 9:30 a.m. ET April 22, 2021, click here to watch now.
New registrant? Please register below; you will receive access instructions within three business days.
Questions? Contact the SIFMA C&L Society.
SIFMA’s C&L Society is the leading forum for compliance and legal professionals working in the financial services industry. Learn more about the society and register for upcoming events!
On April 22, industry experts examined how communication tools like Teams, Zoom, and Slack are shaping a “work from anywhere” future in financial services; the use, retention, and supervision of collaboration platforms; and much more.
This virtual event is available to view on demand through May 22, 2021.
If you registered for this virtual event before 9:30 a.m. ET April 22, 2021, click here to watch now.
New registrant? Please register below; you will receive access instructions within three business days.
Questions? Contact the SIFMA C&L Society.