Operations Conference & Exhibition
Operations Conference & Exhibition 2025 - For more than 50 years, SIFMA's Operations Conference & Exhibition has gathered operations and…
Join SIFMA on Wednesday, July 10 for an in-depth, half-day seminar to understand the SEC’s final Regulation Best Interest.
The afternoon program will feature a keynote address and expert panels, providing insight on:
Not able to attend the seminar in-person? Discover the attendee experience here
Join SIFMA on Wednesday, July 10 for an in-depth, half-day seminar to understand the SEC’s final Regulation Best Interest.
The afternoon program will feature a keynote address and expert panels, providing insight on:
Not able to attend the seminar in-person? Discover the attendee experience here
Registration Rates | $395 |
---|---|
Registration Rates - Live Webcast | $395 |
Registration Rates | $595 |
---|---|
Registration Rates - Live Webcast | $595 |
Registration Rates | $175 |
---|---|
Registration Rates - Live Webcast | $175 |
Member | Non-Member | Regulator | |
---|---|---|---|
Registration Rates | $395 | $595 | $175 |
Registration Rates - Live Webcast | $395 | $595 | $175 |
Webcast Login: Webcast details were emailed on Tuesday, July 9 – please check your inbox and contact us if you have questions.
12:00pm – 6:15pm
12:00pm – 12:45pm
12:45pm – 12:55pm
Kenneth E. Bentsen, Jr.
12:55pm – 1:40pm
Yoon-Young Lee, Dalia Blass, Brett W. Redfearn
1:40pm – 2:40pm
A deep dive into the legal, regulatory and operational requirements of the final rule, including a discussion of implementation challenges, lingering interpretive questions, and examination and enforcement expectations.
Stephanie Nicolas, Kevin Carroll, Evan Charkes, Robert L.D. Colby, Emily Westerberg Russell
Deputy General Counsel, Litigation and Private Client (Legal)
Managing Director and Associate General Counsel
Executive Vice President and Chief Legal Officer
Chief Counsel of the Division of Trading and Markets
2:40pm – 3:30pm
A discussion of the prospective value-add of Form CRS and anticipated CRS implementation challenges, and an analysis of what is new and different in the SEC’s most recent interpretive guidance, and its prospective practical impact on the industry.
Amy Doberman, Christopher Gilkerson, Dean Pinto, Theresa Seys, Sarah G. ten Siethoff
Senior Vice President, Chief Legal Officer and General Counsel
Associate Director for the Division of Investment Management’s Rulemaking Office
3:30pm – 3:50pm
3:50pm – 4:20pm
Ira D. Hammerman,
4:20pm – 5:10pm
An overview of the broader regulatory landscape including: prospective state regulations (e.g., Nevada, New Jersey, etc.) and private standards (i.e., the CFP fiduciary standard); prospective legal challenges to Reg BI and/or federal preemption challenges to state regulatory standards; and DOL’s prospective regulatory response to Reg BI.
Lisa Bleier, David C. Boch, David Forman, Robert McCarthy, Melanie Nussdorf
Managing Director and Associate General Counsel, Head - Wealth Management, Retirement and State Government Relations
Senior Vice President & Deputy General Counsel
Chief Legal Officer
Senior Vice President & Director of Regulatory Policy
5:10pm – 5:15pm
Ira D. Hammerman
5:15pm – 6:15pm
2:15pm – 2:45pm
1875 Pennsylvania Avenue, NW
Washington, DC 20006
Questions? Contact Diana Serri at 212.313.1258.
CLE Credits
SIFMA has been certified by the New York State Continuing Legal Education Board as an Accredited Provider of continuing legal education in the State of New York. Parts of this program will be available for CLE credits. Fee reduction may be available for qualified registrants.
Media Inquiries
Select sessions are open to the press. Please contact Lindsay Gilbride at 202.962.7390.
Media Registration
Contact Evan Grogan at 212.313.1134.
Policy
View SIFMA’s official press policy
Code of Conduct
SIFMA meetings and events are intended to educate and engage our members and industry participants in thoughtful conversations. Inappropriate behavior will not be tolerated. View our Code of Conduct and anonymous incident report form.
Attendee Roster
For your name to be included in the Attendee Roster, your completed registration form and payment must be received no later than two weeks prior to the event. Registrations received after that time will not be included in the Roster.
Substitutions
Conference registration substitutions are welcome. Email [email protected] with the following information and we will confirm the change: original registrant’s full name, substitute registrant’s full name, mailing address, title, phone and email.
Cancellations
Refunds will be granted for cancellations made three weeks prior to the start of the event. All cancellation requests are subject to a $100 processing fee and must be made in writing.
May 5 – 8, 2025
Operations Conference & Exhibition 2025 - For more than 50 years, SIFMA's Operations Conference & Exhibition has gathered operations and…
May 12 – 14, 2025
May 28 – 29, 2025
Clear your calendar - It's going down! You're invited to take part in the festivities. Come one, come all, bring…