SIFMA Forum: SEC Rule 605 Implementation
The SEC recently adopted amendments to Rule 605 of Regulation NMS for order executions in stocks which will enhance the…
Join SIFMA and the SIFMA C&L Society on March 25, 2021 from 1:00-2:00pm ET for a fireside chat with Peter Driscoll, Director of Division of Examinations at the SEC, on the SEC’s priorities for 2021. Register today!
SIFMA’s C&L Society is the leading forum for compliance and legal professionals working in the financial services industry. Learn more about the society and register for upcoming events!
Join SIFMA and the SIFMA C&L Society on March 25, 2021 from 1:00-2:00pm ET for a fireside chat with Peter Driscoll, Director of Division of Examinations at the SEC, on the SEC’s priorities for 2021. Register today!