SIFMA Forum: SEC Rule 605 Implementation
The SEC recently adopted amendments to Rule 605 of Regulation NMS for order executions in stocks which will enhance the…
Join SIFMA and the SIFMA C&L Society Future Leaders on June 23, 2021 from 3:30-5:00pm ET for a panel presentation and subsequent networking session on topics including:
The panel discussion will be from 3:30-4:30pm ET and the networking and Q&A session will be from 4:30-5:00pm ET.
Register today!
Moderated by: Justin Lugones, RBC
SIFMA’s C&L Society is the leading forum for compliance and legal professionals working in the financial services industry. Learn more about the society and register for upcoming events!
Join SIFMA and the SIFMA C&L Society Future Leaders on June 23, 2021 from 3:30-5:00pm ET for a panel presentation and subsequent networking session on topics including:
The panel discussion will be from 3:30-4:30pm ET and the networking and Q&A session will be from 4:30-5:00pm ET.
Register today!
Moderated by: Justin Lugones, RBC