SIFMA Forum: SEC Rule 605 Implementation
The SEC recently adopted amendments to Rule 605 of Regulation NMS for order executions in stocks which will enhance the…
Join SIFMA and the SIFMA C&L Society on March 30, 2021 from 1:00-2:15pm ET for Working 9-5 5-9: Practical Advice from Leading Industry Women, a webinar covering:
SIFMA’s C&L Society is the leading forum for compliance and legal professionals working in the financial services industry. Learn more about the society and register for upcoming events!
Join SIFMA and the SIFMA C&L Society on March 30, 2021 from 1:00-2:15pm ET for Working 9-5 5-9: Practical Advice from Leading Industry Women, a webinar covering: