Rossi and Stevenson v. Becker
Court: U.S. Court of Appeals (Ninth Circuit) Amicus Issue: Whether the “related to” bankruptcy removal provision in Section 1452(a) of…
SIFMA AMG provides supplemental comments to the U.S. Securities and Exchange Commission (SEC) on the Commission’s proposal to require liquidity risk management programs for open-end funds. The letter revises SIFMA AMG’s recommendation for an alternative classification system for designating the liquidity of fund holdings. SIFMA AMG is now recommending five liquidity categories with substantial additional detail about the liquidity characteristics of each category.
See also:
SIFMA AMG Submits Comments to SEC on the Proposal to Permit Swing Pricing on an Optional Basis, January 13, 2016
SIFMA AMG comment letter focused on the SEC proposal to permit swing pricing on an optional basis
SIFMA Press Release: SIFMA AMG Recommends Improvements to the SEC Proposed Liquidity Management Rules for Mutual Funds and ETFs
Court: U.S. Court of Appeals (Ninth Circuit) Amicus Issue: Whether the “related to” bankruptcy removal provision in Section 1452(a) of…
Court: U.S. District Court (S.D. Ohio) Amicus Issue: Whether the Federal Reserve’s stress testing framework lacks adequate transparency and public…
Court: U.S. Court of Appeals (Fourth Circuit) (Rule 23(f) petition) Amicus Issue: Whether class action plaintiffs can satisfy the requirements…