Aisling Murphy

Principal, Head of Compliance Risk Management, Edward Jones

Aisling Murphy is the head of Compliance Risk Management at Edward Jones. She and her teams are responsible for Compliance Investigations, Compliance risk and controls, Reconstructions, and Complaint Analytics.

Aisling began her professional career as a criminal and civil litigator in St. Charles, Missouri before joining Edward Jones as Compliance counsel where she supported retirement and investment advisory products and services prior to leading the Complaint and Regulatory Inquiries department. She subsequently held a variety of legal, compliance and risk roles at Scottrade, Vanguard, TD Ameritrade, and Charles Schwab before returning to Edward Jones in 2023.

Aisling obtained her bachelor’s degree in English literature from the University of Dallas, her JD from St. Louis University, and maintains her series 7, 9, 10, 24 and 66.