Brian Boxler

Brian serves as counsel for the Rockefeller Business Lines at Rockefeller Capital Management. He advises various areas of the business, compliance, and supervision departments on legal and regulatory matters related to the wealth management business.

Before joining Rockefeller, Brian was assistant general counsel at an independent broker-dealer and registered investment adviser with over $1 trillion in total advisory and brokerage assets. Prior to that, Brian was in private practice representing broker-dealers, RIAs, and registered representatives in various regulatory proceedings, arbitrations, and investigations.

Brian holds a J.D. from Hofstra University’s Maurice A. Deane School of Law and a B.S. from the University of Maryland’s Robert H. Smith School of Business. He is admitted to practice law in New York and California.