Brian Zellner, CRCP

Senior Vice President, Deputy CCO – Wealth Management, D.A. Davidson & Co.

Brian Zellner is Deputy CCO of Wealth Management for D.A. Davidson & Co. where he and his team are responsible for the execution of many core compliance functions including the branch inspection program, regulatory change management, administration of policies and procedures, certifications and disclosures, and responding to and reporting of client complaints. He joined the Firm in 2018 and during his tenure has been involved in initiatives including DOL PTE 2020.02, Reg BI and implementation of the Remote Inspection Pilot Program and Residential Supervisory Locations.

Prior to joining D.A. Davidson & Co, Brian’s career included Compliance, Operations and Supervision roles with LPL Financial, McKinley Capital Management and Merrill Lynch. Brian earned his bachelor’s degree from the University of Florida’s Warrington College of Business Administration, and he was a member of SIFMA’s Compliance & Legal Future Leaders Committee from 2020 through 2024.